Data channel key generation

This section describes how OpenVPN peers generate and exchange key material necessary for the security operations performed on data channel packets.

The key generation and exchange process between OpenVPN client and server occurs every time data channel security parameters are negotiated, for example during the initial setup of a VPN tunnel or when the active security parameters expire. In source code terms, this is when a new key_state structure is initialized.

Key methods

OpenVPN supports two different ways of generating and exchanging key material between client and server. These are known as key method 1 and key method 2. Key method 2 is the recommended method. Both are explained below.

Key method 1

  1. Each host generates its own random material.
  2. Each host uses its locally generated random material as key data for encrypting and signing packets sent to the remote peer.
  3. Each host then sends its random material to the remote peer, so that the remote peer can use that key data for authenticating and decrypting received packets.

Key method 2

There are two methods for generating key data when using key method 2 the first is OpenVPN's traditional approach that exchanges random data and uses a PRF and the other is using the RFC5705 keying material exporter to generate the key material. For both methods the random data is exchange but only used in the traditional method.

  1. The client generates random material in the following amounts:
    • Pre-master secret: 48 bytes
    • Client's PRF seed for master secret: 32 bytes
    • Client's PRF seed for key expansion: 32 bytes
  2. The client sends its share of random material to the server.
  3. The server generates random material in the following amounts:
    • Server's PRF seed for master secret: 32 bytes
    • Server's PRF seed for key expansion: 32 bytes
  4. The server computes the key expansion using its own and the client's random material.
  5. The server sends its share of random material to the client.
  6. The client computes the key expansion using its own and the server's random material.

Key method 2 key expansion is performed by the generate_key_expansion_openvpn_prf() function. Please refer to its source code for details of the key expansion process.

When the client sends the IV_PROTO_TLS_KEY_EXPORT flag and the server replies with key-derivation tls-ekm the RFC5705 key material exporter with the label EXPORTER-OpenVPN-datakeys is used for the key data.

Source of random material

OpenVPN uses the either the OpenSSL library or the mbed TLS library as its source of random material.

In OpenSSL, the RAND_bytes() function is called to supply cryptographically strong pseudo-random data. The following links contain more information on this subject:

In mbed TLS, the Havege random number generator is used. For details, see the mbed TLS documentation.

Key exchange:

The key exchange process is initiated by the OpenVPN process running in client mode. After the initial three-way handshake has successfully completed, the client sends its share of random material to the server, after which the server responds with its part. This process is depicted below:

  Client           Client                           Server          Server
  State            Action                           Action          State
----------  --------------------            --------------------  ----------

             ... waiting until three-way handshake complete ...
S_START                                                              S_START
            send to server  --> --> --> -->  receive from client
S_SENT_KEY                                   key_method_?_read()
            receive from server  <-- <-- <-- <--  send to client
            key_method_?_read()                                   S_SENT_KEY
          ... waiting until control channel fully synchronized ...
S_ACTIVE                                                            S_ACTIVE

For more information about the client and server state values, see the Control Channel Processor module.

Depending on which key method is used, the ? in the function names of the diagram above is a 1 or a 2. For example, if key method 2 is used, that key exchange would be started by the client calling key_method_2_write(). These functions are called from the Control Channel Processor module's tls_process() function and control the key generation and exchange process as follows:

Transmission of key material

The OpenVPN client and server communicate with each other through their control channel. This means that all of the data transmitted over the network, such as random material for key generation, is encapsulated in a TLS layer. For more details, see the Control Channel TLS module documentation.